Bank of America Audit Manager- Wholesale Market Conduct Risk in Boston, Massachusetts

Job Description:

Audit Manager – Wholesale Market Conduct Risk

Responsibility to Audit the Bank’s Wholesale Market Conduct Risk Framework. Responsibilities include: a subject matter expert on Wholesale Market Conduct Risk, project management of audits, and strong communication with Business and Audit management. Proactively implements audit strategy by defining audit scope, audit program & audit test procedures in area of responsibility. Manages business partner relationship for areas of responsibility. Anticipates and exercises critical thinking and judgment to effectively influence business management & peers and acts as a catalyst. Helps business partners balance their business strategies with appropriate wholesale market conduct risk management controls from a business perspective. Interacts with regulatory agencies, external consultants and others in coordination with Senior Audit Management. Communication of Corporate Audit’s mission, goals and strategies. Coaches & trains associates within Group and across Audit.

Required Skills:

  • 7+ years’ experience in financial services, with a focus on wholesale market conduct and/or trading platforms within capital markets or corporate treasury.

  • Demonstrated experience managing a team, and ability to take initiative to influence and drive results within a complex organization

  • Team development, coaching and training skills

  • Exposure to trading and transaction businesses, risks, processes and execution systems

  • Ability to develop and convey a point of view

  • Ability to quickly navigate complex organization – both functional and legal entity structures

  • Superior oral and written communication; comfortable making presentations to executives and large groups of professionals, external auditors and regulators

  • Creative thinker in risk and financial matters who can map out creative solutions and lead their implementation

  • Collaborative and takes ownership to ensure the quality of the audit team’s product / output and success

  • Capability to prioritize multiple demands

  • Possess business acumen and judgment plus ability to resolve and communicate key issues to all levels.

Desired Skills:

  • Knowledge of Wholesale market conduct risk processes at large complex banking organizations

  • Experience in Audit

  • Leadership experience on audit or examination teams preferred

  • Advanced degree and/or professional certifications preferred

  • Regulatory risk experience (experience with regulatory examinations/expectations)

  • Audit or examination experience that includes designing and executing audit work programs

Posting Date : 05/17/2018

Location :

Boston, MA, 225 FRANKLIN ST (MA1225),



  • United States

Travel : Yes, 25% of the time

Full / Part-time : Full time

Hours Per Week : 40

Shift : 1st shift

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